FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Shanahan consented to the described sanction and to the entry of findings that he misappropriated more than $30,000 from his member firm.
According to his FINRA Broker Report (CRD), Christopher William Shanahan was previously a registered representative with Sentinel Financial Services Company, a registered broker-dealer based in Montpelier, Vermont, American Century Investment Services, a registered broker-dealer based in Kansas City, Missouri, and Putnam Retail Management, a registered broker-dealer based in Boston, Massachusetts.
If you have questions regarding investments you made with Christopher William Shanahan, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm has over 30 years of experience reviewing securities fraud claims and handles matters throughout the country and Ohio, including reviewing securities fraud cases in Westlake, Cleveland, Shaker Heights, Toledo, Akron, and Sandusky. To contact the firm, please call 312-238-9650. Or, for more information on The White Law Group, please visit our website at https://whitesecuritieslaw.com.
Tags: Akron, American Century Investment, Boston, broker fraud, Christopher Shanahan, Cleveland, CRD, Dax White, Financial Advisor, FINRA, investment losses, investor protection, Kansas City, law firm, misappropriation, Missouri, Montpelier, NASD, Ohio, Putnam Retail Management, Sandusky, SEC, securities arbitration, Securities Attorney, securities law, Securities Lawyer, Sentinel Financial, Shaker Heights, stock broker, The White Law Group, Toledo, Vermont, Westlake Last modified: December 1, 2022
