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Tag: Vermont

Blog, Securities Fraud

June 15, 2010

Christopher William Shanahan barred from securities industry

FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...

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Blog, Securities Fraud

January 28, 2010

Michael Lewis Axel barred from FINRA for violations

FINRA recently announced that Michael Lewis Axel, formerly of Tripp & Co., Inc. in New York City , has been barred from association...

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