Call Now for a Free Consultation
(888) 637-5510

Blog

SEC Alleges Darryl Matthew Cohen Stole $1 Million from Clients, feautured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

March 24, 2023

SEC Alleges Darryl Matthew Cohen Stole $1 Million from Clients 

Darryl Matthew Cohen, ex-Morgan Stanley Advisor Allegedly Defrauded NBA Players According to a press release, the Securities and Exchange...

Read More →
FINRA Rule 2111 Suitability, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

March 23, 2023

FINRA Rule 2111 Suitability 

What is FINRA Rule 2111 Suitability?   FINRA Rule 2111 Suitability is a regulation established by the Financial Industry Regulatory...

Read More →
FINRA Rule 3270 Outside Business Activities featured by top securities fraud attorneys, the White Law Group

Blog

March 23, 2023

FINRA Rule 3270 Outside Business Activities 

What is FINRA Rule 3270 Outside Business Activities? The Financial Industry Regulatory Authority (FINRA), the regulator that oversees...

Read More →
Annuity Investment Fraud, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 22, 2023

Annuity Investment Fraud 

Annuity Investment Fraud  According to an article in Financial Planning this week, we are in a “historic boom for annuities,” and...

Read More →
Discretionary Accounts, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

March 21, 2023

Discretionary Accounts

Discretionary Accounts: Does your Broker have too much Authority? A discretionary account is a type of investment account in which you (the...

Read More →
FINRA Rule 2010, featured by top securities fraud attorneys, the White Law Group

Blog

March 21, 2023

FINRA Rule 2010 

What is FINRA Rule 2010? The Financial Industry Regulatory Authority (FINRA) sets and enforces rules, such as Rule 2010, that govern the...

Read More →

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.