Broker Investigations
Rudy Anguiano Complaints: Former LPL Financial Broker Barred by FINRA
Rudy Anguiano Complaints: Former LPL Financial Broker Barred by FINRA over Misconduct Allegations FINRA reportedly barred former LPL...
David Long Jr. Lawsuit & Complaints: Washington Charges Former Edward Jones Advisor in Selling Away Case
David Long Jr. Lawsuit & Complaints | Former Edward Jones Advisor Washington securities regulators have reportedly charged former...
Bill Tunink Lawsuit & Complaints: Former LPL Financial Advisor Barred by FINRA
Former LPL Advisor Bill Tunink Lawsuit & Multiple Complaints Updated September 30, 2026 Bill Tunink, a former LPL Financial advisor in...
Dennis Herrera Complaints: Aegis Capital Broker Suspended Over Unsuitable Trades
Dennis Herrera, Aegis Capital Broker, Suspended Over Unsuitable Trades The White Law Group is looking into Dennis Herrera complaints on...
Peter Lawrence Lawsuits & Complaints: FINRA Permanently Bars Former American Portfolios Broker
FINRA Permanently Bars Former American Portfolios Broker Peter Lawrence The White Law Group is investigating potential claims on behalf of...
Kevin McCarthy Lawsuit: FINRA Bars Ex-Madison Avenue Securities Broker SEO
Kevin McCarthy Lawsuit & FINRA Bar (Madison Avenue Securities) 2026 The White Law Group is investigating the Kevin McCarthy lawsuit and...
