Broker Investigations
Edward Fernandez Lawsuit: Capulent Broker Faces 20 DST Complaints
Edward Fernandez Lawsuit | Capulent Broker Complaints The White Law Group is investigating complaints involving Edward Eric Fernandez (CRD#...
Gregory William Ricker Lawsuit and Complaints: Vanderbilt Securities Fired Advisor Over Alleged Unauthorized Trades
Gregory William Ricker Lawsuit & Complaints | Vanderbilt Securities Vanderbilt Securities reportedly fired Gregory William Ricker...
Cary Urich Lawsuit: SEC Charges Over Leveraged ETFs at United Planners
Cary Urich Lawsuit: SEC Charges, United Planners Fine The Securities and Exchange Commission (SEC) has reportedly filed a lawsuit against...
Bill Tunink Lawsuit: Former LPL Advisor Indicted in Alleged Ponzi Scheme
Bill Tunink Lawsuit & Complaints: Former LPL Advisor Indicted Updated October 27, 2026 Former LPL Financial advisor Bill Tunink has...
Andrew Komarow Lawsuit: Former LPL Advisor Pleads Guilty to $3.3 Million Wire Fraud
Andrew Komarow Lawsuit & Complaints: Guilty Plea in $3.3M Fraud Former LPL Financial advisor Andrew Komarow reportedly pleaded guilty...
Russell Conrad Lawsuit & Complaints: FINRA Suspends Former Realta Equities Broker
G. Russell Conrad Lawsuit & Complaints | FINRA Suspension FINRA has reportedly suspended former Realta Equities, Inc. broker Gilbert...
