Broker Investigations
William Berg Allegedly Swindled Investors out of $1.5 Million
FBI’s “Most Wanted” William Berg Arrested for Defrauding Investors Former Iowa financial advisor William Jack Berg, who was...
Joseph “Michael” Todd Allegedly Defrauded Customers
Former Florida Broker Joseph Michael Todd Arrested after SEC Charges for Defrauding Vulnerable Investors The White Law Group is...
Advisor Dusty Sternadel Allegedly Misappropriated Client Funds
Dusty Sternadel of Amerprise to be Sentenced for Fraud Scheme A former Ameriprise Financial advisor in Wichita Falls, Texas, Dusty...
Paul Trimber Barred by FINRA
Paul Trimber, Wells Fargo Advisor, Allegedly Converted Senior Customer’s Funds According to public records, FINRA, the broker-dealer...
John Engler Sr. Barred by FINRA
John Engler Sr. Allegedly Misappropriated Customer’s Funds According to a letter of acceptance on April1, 2024, the Financial Industry...