Securities Law Practice Areas

The White Law Group is a national securities law firm representing both investors and financial professionals in matters involving investment losses, securities fraud, and industry disputes. With offices in Chicago and Seattle, our attorneys handle cases nationwide and have extensive experience in FINRA arbitration and securities-related claims.

Whether you are an investor seeking to recover financial losses or a financial advisor facing an employment or regulatory issue, our firm provides focused, experienced representation tailored to your situation.

Securities Fraud Attorneys — Representation for Investors

Our securities fraud attorneys represent investors who have suffered losses due to broker misconduct, negligence, or unsuitable investment recommendations.

We handle claims involving:

• Unsuitable investment recommendations

• Overconcentration in risky investments

• Unauthorized trading

• Excessive trading (churning)

• Misrepresentation or failure to disclose risks

• Margin trading losses

• Other forms of investment fraud

If your financial advisor’s recommendations resulted in significant losses, you may have the right to pursue recovery through FINRA arbitration or other legal avenues.

Learn more about our Securities Fraud Attorneys and how we help investors recover losses

Securities Employment Attorneys — Representation for Financial Professionals

The White Law Group also represents financial advisors, brokers, and other securities industry professionals in employment-related disputes and regulatory matters.

Our securities employment attorneys assist with:

• U4 and U5 disclosure issues and expungement

• FINRA investigations and disciplinary actions

• Promissory note and compensation disputes

• Employment contract and non-compete matters

• Customer complaints and arbitration defense

We provide strategic guidance to help financial professionals protect their careers and navigate complex industry regulations.

Learn more about our Securities Employment Attorneys and how we represent financial professionals

FINRA Arbitration and Dispute Resolution

Many disputes in the securities industry are resolved through FINRA arbitration, a private dispute resolution process required by most brokerage account agreements.

Our attorneys represent both investors and financial professionals in FINRA arbitration and mediation, guiding clients through each stage of the process—from initial claim evaluation through resolution.

Learn more about FINRA Arbitration and how the process works

Speak With an Experienced Securities Attorney

If you are dealing with investment losses, a dispute with a brokerage firm, or a securities employment issue, The White Law Group may be able to help.

Call (888) 637-5510 today for a free consultation with an experienced securities attorney.