Broker-Dealer Overview
United Planners’ Financial Services of America: Complaints & Regulatory Actions
United Planners’ Financial Services of America Complaints & Broker Misconduct The White Law Group reviews the regulatory history of...
Vanderbilt Securities Lawsuits, Complaints & FINRA Fines
Last Updated: November 2026 Vanderbilt Securities Lawsuit & Complaints: FINRA Fines, Arbitration Award, and Broker Allegations...
Joseph Gunnar & Company Lawsuits, Complaints & FINRA Fines
Joseph Gunnar Lawsuit & Complaints: $100K FINRA Fine Over Excessive Trading FINRA has reportedly censured and fined Joseph Gunnar &...
Vistia Capital Complaints: FINRA Fines Firm $40,000 Over Private Placement Conflicts
Vistia Capital Complaints: FINRA Sanctions Firm over Private Placements FINRA has censured and fined Vistia Capital, LLC $40,000. According...
Revere Securities – FINRA Sanctions, SEC Actions & Broker Misconduct
Revere Securities Complaints: FINRA Fines Firm $800,000 Over Small-Cap IPO Trading The White Law Group is investigating complaints...
David Lerner Associates Complaints, Regulatory Actions & Investor Losses
David Lerner Associates Lawsuit & Complaints | FINRA & SEC Fines The White Law Group is investigating complaints involving David...
