Travis Alexander Investigation: Raymond James Broker Barred by FINRA
The White Law Group is investigating potential lawsuits involving Travis Alexander and Raymond James. FINRA reportedly permanently barred Alexander from the securities industry on August 3, 2026 after allegations that he misrepresented real estate investments. Here is what’s on his record and what your options may be if you invested with him. If you believe you have a claim, our FINRA arbitration attorneys can help you evaluate it.
FINRA Bars Alexander for Failing to Cooperate
Travis Price Alexander (CRD #5504338) worked for Raymond James Financial Services in Long Beach, California, from February 2016 to August 2024, and for Ameriprise Financial Services before that. FINRA suspended Alexander in April 2026 after he allegedly failed to respond to the regulator’s requests for information. When Alexander did not ask FINRA to end the suspension within three months, it automatically converted into a permanent bar on August 3, 2026. BrokerCheck also lists an earlier, resolved complaint from 2015 involving an annuity purchase at Ameriprise; that complaint was reportedly investigated and denied.
Real Estate Lawsuits Against Travis Alexander Seek Over $660,000
Three customer disputes are reportedly pending against Alexander, all tied to his time at Raymond James. Two investors filed both FINRA arbitration claims and lawsuits in the Superior Court of California alleging Alexander misrepresented a real estate direct investment, together seeking $564,972.25. A third investor alleges Alexander accepted a $99,999 investment based on their personal friendship while he was registered with Raymond James, and never returned the money.
Frequently Asked Questions
How do I file a claim to recover money I invested with Travis Alexander?
Most brokerage account agreements typically include a pre-dispute arbitration clause, so claims like these are usually filed and resolved through FINRA arbitration rather than in court. Investors who lost money because of Alexander’s alleged conduct may still recover damages through arbitration or, where a court case has already been filed, through litigation. The White Law Group can review your account statements and help you determine whether you have a claim.
What is investment misrepresentation, and why does it matter for my investment?
Misrepresentation means a broker gave an investor false or misleading information about an investment to get them to put money into it. It matters because investors are entitled to accurate information before committing money, and a broker who misrepresents an investment may be liable for the resulting losses regardless of how the investment later performed.
Can Raymond James be held responsible for my losses even though it didn’t approve Alexander’s private deal?
Yes, Raymond James may be liable for failing to supervise Alexander if it knew or reasonably should have known about his conduct. Brokerage firms have a duty to supervise their registered representatives, and a failure to catch red flags can create liability separate from the broker’s own misconduct.
If you invested with Travis Alexander while he was registered with Raymond James or Ameriprise and suffered losses, contact The White Law Group, national securities fraud attorneys with offices in Chicago and Seattle, at (888) 637-5510 or through our contact page for a free consultation. Learn more about how our FINRA arbitration attorneys can help you pursue a claim.
