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Current Investigations

Turkey Creek Resort Holdings Lawsuit: EcoVest Conservation Easement Investigation

Turkey Creek Resort Holdings Lawsuit: EcoVest Claims Turkey Creek Resort Holdings, LLC reportedly raised more than $9.2 million for EcoVest...

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Broker Investigations

Edward Fernandez Lawsuit: Capulent Broker Faces 20 DST Complaints

Edward Fernandez Lawsuit | Capulent Broker Complaints The White Law Group is investigating complaints involving Edward Eric Fernandez (CRD#...

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FINRA SEC Sanctions

Apex Clearing Corporation: FINRA Fines Firm $250,000 Over Margin Supervision

Apex Clearing Corporation Complaints | $250K FINRA Fine FINRA has reportedly censured Apex Clearing Corporation and fined the firm $250,000...

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Securities Fraud Articles

FINRA Claim Filed Against The Strategic Financial Alliance Over Syndicated Conservation Easements

The Strategic Financial Alliance Lawsuit: Conservation Easement FINRA Claim The White Law Group has filed a FINRA arbitration claim against...

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Broker Investigations

Gregory William Ricker Lawsuit and Complaints: Vanderbilt Securities Fired Advisor Over Alleged Unauthorized Trades

Gregory William Ricker Lawsuit & Complaints | Vanderbilt Securities Vanderbilt Securities reportedly fired Gregory William Ricker...

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Current Investigations

Prospect Capital Corporation: BDC Investigation

Prospect Capital Corporation – Securities Investigation Prospect Capital Corporation: what investors should know about the risks and...

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