Broker Investigations
Surage Roshan Perera Sentenced for Defrauding Investors
Surage Roshan Perera, Aegis Broker, Allegedly Stole Millions from Investors Surage Roshan Perera, founder of Janues Capital, Inc. in...
Eddy Blizzard Sentenced for Stealing $1M+ from Client
Ex-Suntrust Advisor Eddy Blizzard Sentenced to Prison Eddy Ray Blizzard, a Maryland financial advisor, was reportedly sentenced to 42...
Michael Gravelyn, Northwestern Mutual, Barred by FINRA
FINRA Bars Northwestern Mutual Broker Michael Gravelyn after Allegations According to public records, FINRA, the self-regulator, has...
Andrew Egber, Wells Fargo, Barred by FINRA
FINRA Bars ex-Wells Fargo Advisors Broker Andrew Egber after Allegations of Theft According to public records, FINRA, the self-regulator,...
Alexandria Bovee, Edward Jones, Barred by FINRA
FINRA Investigates Alexandria Bovee’s involvement in Alleged Ponzi Scheme A former Edward Jones broker in Sumter, South Carolina,...
Fernando Corcuchia, NYLife, Barred by FINRA
FINRA Bars NYLife Broker Fernando Corcuchia after Allegations According to public records, on April 12, 2024, FINRA, the...
