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Tag: Ohio

Blog, Securities Fraud

Christopher William Shanahan barred from securities industry

FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...

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Blog, Securities Fraud

Possible Securities Fraud Involving Securities America and Solicitation of Investments in Medical Capital

The White Law Group is investigating securities fraud claims on behalf of investors involving recommendations made by broker-dealers like...

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Blog, Securities Fraud

Columbus, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud

Cincinnati, Ohio Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud

Ancora Securities, Inc. fined by FINRA for trading practices.

FINRA recently announced that Ancora Securities, Inc., a registered broker-dealer based in Cleveland, Ohio, has been censured, fined...

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Blog, Securities Fraud

Fortune Financial and Brian Lee Daniels fined and censured

FINRA recently announced that Fortune Financial Services, Inc. (a FINRA registered broker-dealer based in New Brighton, Pennsylvania ) and...

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