Call Now for a Free Consultation
(888) 637-5510

Tag: Boston

Blog, Securities Fraud

Christopher William Shanahan barred from securities industry

FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...

Read More

Blog, Securities Fraud

Charles James Moni fined and suspended from FINRA

FINRA recently announced that Charles James Moni, a financial advisor formerly registered with Jesup & Lamont Securities Corp, a FINRA...

Read More

Blog, Securities Fraud

Canaccord Adams fined and censured by FINRA

FINRA recently announced that Canaccord Adams Inc. (a registered brokerage firm in Boston, Massachusetts) has been fined $12,500 and...

Read More