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Tag: Securities Attorney

FINRA Rule 2165 and Elder Financial Exploitation featured by top securities fraud attorneys, The White Law Group

Blog

March 28, 2023

FINRA Rule 2165 and Elder Financial Exploitation

Financial Advisors Role in Preventing Elder Financial Exploitation   FINRA Rule 2165 was created to protect seniors from exploitation....

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FINRA Rule 2111 Suitability, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

March 23, 2023

FINRA Rule 2111 Suitability 

What is FINRA Rule 2111 Suitability?   FINRA Rule 2111 Suitability is a regulation established by the Financial Industry Regulatory...

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Social Media Apps & Investment Fraud Schemes, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 22, 2023

Social Media Apps & Investment Fraud Schemes 

How to Prevent becoming a victim of a Social Media Scam  According to Investment News this week, the potential misuse of social media...

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FINRA BrokerCheck to Flag "Restricted Firms" featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 8, 2023

FINRA BrokerCheck to Flag “Restricted Firms”

The SEC Approves new Designation on FINRA’s BrokerCheck of  “Restricted Firm” According to reports this week, the...

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FINRA ups its Game with Reg BI Enforcement, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 8, 2023

FINRA ups its Game with Reg BI Enforcement 

FINRA Sanctions Laidlaw Brokers for violation REG BI in Excessive Trading Case   According to an article this week in Financial Planning,...

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J.P. Turner and Company Lawsuits featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

January 24, 2023

J.P. Turner and Company Lawsuits 

The White Law Group is investigating J.P. Turner and Company Complaints Have you suffered losses investing with J.P. Turner and Company?...

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