Tag: Securities Attorney
How to File a Complaint against your Broker
If you have a Dispute with your Broker Whether you realized it at the time or not, when you established your brokerage account, you likely...
Fastest Growing Independent Broker-Dealers
The Ten Fastest Growing Independent Broker-Dealers in 2022 According to Investment News, the following brokerage firms are the top ten...
Risks of Investing in Leveraged and Inverse Exchange-traded Funds (ETFs)
Overview of Inverse and Leveraged Exchange-Traded Funds (ETFs) Did your broker recommend investing in leveraged or inverse ETFs? The...
Financial Advisor Promissory Note Arbitration Attorneys
Securities Attorneys for Broker Promissory Note Arbitration If you are a broker or financial advisor involved in a dispute with...
FINRA Rule 4111: Is your Brokerage Firm on the Naughty List?
What is FINRA Rule 4111? FINRA Rule 4111 (Restricted Firm Obligations) focuses on broker-dealer firms with a history of misconduct or...
ShiftPixy Inc. – Securities Investigation
Investigating Claims involving ShiftPixy Inc. Are you concerned about your investment in ShiftPixy Inc.? The White Law Group is...
