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Tag: CRD

Blog, Securities Fraud

Regulatory History of Wedbush Securities

The White Law Group reviews securities fraud cases throughout the country, including reviewing securities fraud cases involving all of the...

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Blog, Securities Fraud

Investigation Into Washington Mutual Bonds Sold by Securities America

The White Law Group is investigating the sales practices of Securities America with respect to Washington Mutual Bonds. The firm is...

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Blog, Securities Fraud

Christopher William Shanahan, a former financial advisor in Westlake, Ohio, barred from securities industry.

FINRA recently announced that Christopher William Shanahan, a former financial advisor in Westlake, Ohio, has been barred from association...

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Blog, Securities Fraud

Richard Albert Seefried, a financial advisor in Spokane, Washington, suspended by FINRA.

FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...

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Blog, Securities Fraud

FINRA Proposes Further Expansion of Broker Information Publicly Available Through BrokerCheck

The Financial Industry Regulatory Authority (FINRA) recently announced that it is seeking authority to significantly expand the amount of...

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