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Written by 6:12 pm Blog, Current Investigations

Kenneth P. Collins Jr. Broker Investigation

Kenneth P. Collins Jr., Cetera, Investigation, featured by Top Securities Fraud Attorneys, the White Law Group

Kenneth P. Collins Jr., Cetera Financial Specialists, Chapmanville, WV

Are you concerned about investments with Kenneth P. Collins Jr. (Kenny Collins) in Chapmanville, WV? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to the Financial Industry Regulatory Authority (FINRA), the regulator reportedly barred Collins in June 2017 after he failed to request termination of his suspension within three months of the date of the Notice of Suspension; therefore, he was automatically barred from association with any FINRA member in any capacity.

According to his FINRA BrokerCheck report, Collins was reportedly affiliated with Cetera Financial Specialists in Chapmanville, WV from December 2012 until September 2014 when he voluntarily resigned due to “Concern over poor credit, failure to report lien, and non-traded REIT sales.”

More recently, Collins was reportedly registered with Money Concepts Capital Corp. in Logan, West Virginia. He currently has 3 customer complaints listed on his broker report.

Investigating Potential Lawsuits

The White Law Group is investigating potential lawsuits regarding the liability that Collins’ former employers may have for failure to properly supervise him.

When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including West Virginia. Our attorneys have recovered millions of dollars from many brokerage firms in the past, such as Cetera.

If you have suffered losses investing with Kenneth P. Collins Jr., please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.

This information is all publicly available and provided to you by The White Law Group. The information on this website is for general purposes only and should not be interpreted to indicate a certain result will occur in your specific legal situation. This information is not legal advice and does not create an attorney-client relationship. The choice of a lawyer is an important decision and should not be based solely upon advertisements.

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