The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. Since the firm launched in 2010, it has handled over 700 FINRA arbitration cases across the country.
With over 30 years of practice, the securities fraud attorneys at The White Law Group have the experience to help you recover your investment losses. The firm’s attorneys have recovered over $50,000,000 on behalf of investors since 2010.
125 S Wacker Drive, Suite 300
Chicago, IL 60606
Phone: (312) 238-9650
450 Alaskan Way S., Suite 200
Seattle, WA 98104
Phone: (888) 637-5510
Securities fraud is the abuse of your investment portfolio by your financial advisor and/or broker-dealer. It may include excessive trading (churning), overconcentration, and the sale of unsuitable investments (non-traded REITs, oil and gas limited partnerships, annuities, Unit Investment Trusts), among others. Large investment losses do not necessarily prove broker wrongdoing-they could merely be the result of market forces. It can be difficult or almost impossible to tell if you’ve been defrauded unless you consult with an experienced securities attorney. If you are concerned about investment losses due to broker misconduct or negligence, The White Law Group can help.
01
Your broker fails to return your calls.
02
You don’t understand the transactions on your statements.
03
Your broker fails to disclose important information regarding an investment purchase.
04
Your broker begins trading in high risk and speculative investments.
05
You are paying capital gains taxes when your account value is decreasing.
06
You find transactions on your account statements that you did not previously authorize.
07
As a guideline, if you are retired and have lost more than 15% of your account in a single year or have suffered large losses in a single security, you should have someone review your account to determine if the investments selected by your financial professional are in keeping with your investment objectives.
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If you suffered investment losses due to broker misconduct or fraud, you may be able to sue your broker by filing a securities fraud lawsuit — or more commonly, a FINRA arbitration claim.