Harmon South Investments, LLC: Did you Lose Money?
The White Law Group is investigating potential securities claims on behalf of investors who purchased interests in Harmon South Investments, LLC, a private placement sponsored by Webb Creek Management Group. Investors concerned about losses in this offering may be able to pursue recovery through a FINRA arbitration attorney against the brokerage firm that sold them the investment.
Overview of the Harmon South Investments, LLC Private Placement
According to a Form D notice filed with the U.S. Securities and Exchange Commission, Harmon South Investments LLC is a Tennessee limited liability company formed in 2016, with its principal place of business in Rome, Georgia. The company reported first selling securities on December 16, 2016. Per the filing, the total offering amount was $2,685,200, and the entire amount was reported sold to 23 investors, with a stated minimum investment of $27,400. These figures come directly from the issuer’s SEC filing and have not been independently verified by The White Law Group.
The related-persons section of the filing identifies Bryan Kelley as an executive officer of Harmon South Investments LLC, along with Webb Creek Management, Steven Kelley, and Ronald Wallace. Bryan Kelley also serves as chief executive officer of Webb Creek Management Group, a Rome, Georgia-based sponsor of syndicated real estate and land-related private placements, including offerings structured around conservation easement deductions. See: Conservation Easement Investments: A Red Flag with the IRS — Updated July 2026
Which Brokerage Firms Sold Harmon South Investments, LLC
The Form D filing lists Dempsey Lord Smith LLC and Sandlapper Securities, LLC as recipients of sales compensation in connection with the Harmon South Investments LLC offering. Estimated sales commissions on the offering totaled approximately $161,112. If your broker or financial advisor at either of these firms, or another FINRA-registered brokerage, recommended Harmon South Investments LLC to you, that firm may have obligations relevant to your situation.
Your Broker’s Legal Obligations
Alternative investments like Harmon South Investments LLC generally involve a much greater degree of risk than traditional investments such as stocks, bonds, or mutual funds. Interests in limited liability companies are frequently sold as unregistered securities and lack the same regulatory oversight and liquidity as exchange-traded products.
Broker-dealers that recommend alternative investments are required to perform reasonable due diligence and to ensure that any recommendation is suitable in light of an investor’s age, risk tolerance, net worth, financial needs, and investment experience. Where a broker allegedly failed to disclose material risks or recommended an unsuitable concentration in illiquid private placements, that firm may be liable for resulting losses.
Recovering Losses Through FINRA Arbitration
The securities attorneys at The White Law Group represent investors nationwide in disputes with brokerage firms over the sale of high-risk private placements, including offerings sponsored by Webb Creek Management Group. If a broker-dealer failed to conduct adequate due diligence, misrepresented the risks of Harmon South Investments LLC, or recommended an investment unsuitable for your circumstances, our firm may be able to help you pursue a FINRA arbitration claim to recover your losses.
Investor FAQs: Harmon South Investments, LLC
How large was the Harmon South Investments, LLC offering?
Per its SEC Form D filing, the offering totaled $2,685,200 and was reportedly sold in full to 23 investors, with a stated minimum investment of $27,400.
What should I look for in my paperwork if I invested in this deal?
Check for a private placement memorandum, subscription agreement, or account statements referencing Harmon South Investments LLC, Webb Creek Management Group, Dempsey Lord Smith, or Sandlapper Securities. These documents can help establish the terms you were offered and who recommended the investment.
Is there a deadline to bring a FINRA arbitration claim?
FINRA arbitration claims are generally subject to a six-year eligibility rule that can be affected by when the harm was discovered. Because timing matters, investors who are concerned about a Harmon South Investments LLC loss should speak with a securities attorney promptly rather than wait.
Talk to a Securities Attorney
If you have concerns about your investment in Harmon South Investments, LLC and would like to speak with a securities attorney about your options, please call The White Law Group at (888) 637-5510, or visit our contact page to submit your information online.
The White Law Group is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. For more information about the firm’s representation of investors in FINRA arbitration claims, visit whitesecuritieslaw.com.
This post is based on information contained in the issuer’s Form D filing with the U.S. Securities and Exchange Commission and is provided for informational purposes only. It does not constitute an allegation of wrongdoing by any specific individual or firm and should not be construed as legal advice.
