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Broker Investigations

Blog, Broker Investigations

John Matson, LPL Financial: Investor Lawsuits

LPL Broker John Matson Barred from Securities Industry After SEC Alleges Ponzi Scheme The White Law Group continues to investigate...

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Broker Investigations

Lee Rycraft: Broker Investigation

Lee Rycraft, Midwest Financial Strategies, Sanctioned by Regulators The South Dakota Department of Labor and Regulation reportedly issued a...

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Blog, Broker Investigations

Brett Rutherford: Investor Complaints

Brett Rutherford – Capital Investment Group- Lawsuit Investigation The White Law Group is investigating potential securities lawsuits...

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Blog, Broker Investigations, FINRA SEC Sanctions

Manuel Melendez: Lawsuits Investigation

Broker Manuel Melendez Barred after Allegations of Loans from Customers On April 15th, 2025, financial advisor Former UBS broker Manuel...

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Broker Investigations, FINRA SEC Sanctions

Joseph Eisler: Lawsuits Investigation

Former Morgan Stanley Broker Joseph Eisler Barred after Allegations According to a Letter of acceptance on April 11th, 2025, financial...

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Broker Investigations

Alton Raney II: Broker Investigation

Alton Raney Allegedly made Unsuitable Short-term Mutual Fund Trades The White Law Group is investigating potential securities claims...

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