Broker Investigations
Mark Alan Kemp: Broker Investigation
Mark Alan Kemp Sanctioned by State Regulators The White Law Group is investigating potential securities claims involving financial advisor...
Alvery Bartlett Jr.: Customer Complaints Investigation
Alvery Bartlett Jr. — Customers File More Complaints after Regulatory Sanctions According to his FINRA broker record, financial...
William “Shane” Garrow, BOK Financial: Lawsuit Investigation
William Shane Garrow, BOK Financial: Update on Lawsuit Investigation Have you suffered investment losses with former BOK Financial advisor...
Craig Thistlethwaite: Investor Complaints
Advisor Craig Thistlethwaite Suspended after Allegations of Unauthorized Trades FINRA, the securities regulator, reportedly suspended...
Richard Ceffalio Jr.: Broker Investigation
Richard Ceffalio, Jr.: Lawsuit Investigation Update Have you suffered investment losses with former LPL Financial advisor Richard Ceffalio...
Robert Hillard: Investor Lawsuits
Robert Hillard Allegedly Made Unsuitable Variable Annuity Recommendations The White Law Group is investigating potential securities claims...
