Broker Investigations
EJ Ode Okuma Investigation: Customer Complaints and Investor Concerns
Ejiro Ode Okuma (EJ Ode Okuma): FINRA Bar, Customer Allegations, and Investor Concerns Ejiro Ode Okuma, also known as EJ Ode Okuma, is a...
Keith D’Agostino: FINRA Suspension, Investor Complaints, and Lawsuits
Keith D’Agostino Suspended: FINRA Complaints, and Lawsuits The White Law Group is investigating potential securities claims involving...
Richard Routie Barred by FINRA After Allegations involving Customer Loan
Richard Routie Barred by FINRA After Allegations involving Customer Loan Richard Stanislaus Routie (CRD #4379905), a previously registered...
Robert Prettyman, Kovack, Broker Investigation
Robert Prettyman, Kovack, Broker Investigation: Delaware Action Raises Red Flags State securities regulators in Delaware have taken...
Kirk Crossen Broker Misconduct Investigation | FINRA Suspension and Criminal Charges
Kirk Crossen Broker Misconduct Investigation | FINRA Suspension and Criminal Charges Kirk Crossen (CRD #2742256), a former registered...
Eric Dupre (Ameriprise) Reportedly Indicted for Stealing from Elderly Client
Investor Lawsuit Investigation – Eric Dupre (Ameriprise) The White Law Group is investigating potential securities claims involving...
