Broker Investigations
Barry Buchholz, LPL Financial Lawsuits | Broker Investigation
Broker Investigation: Barry Buchholz — FINRA Issues New AWC for Unauthorized Trading The White Law Group is investigating potential...
Independent Financial Group Broker Ray Weldon has 9 Customer Complaints
Ray Weldon Lawsuit Investigation – Independent Financial Group Broker Facing Nine Complaints If you suffered investment losses with C....
George Jing, Transamerica | Broker Investigation
George Jing Barred by FINRA After Alleged Undisclosed Private Securities Transactions FINRA has permanently barred former Transamerica...
Robert Starnes Lawsuit Update November 2025: Investment Fraud Investigation
Robert Starnes, Wisconsin Financial Advisor, Sentenced for Fraud — Update November 2025 The White Law Group continues to investigate...
Michelle Stebbins, LPL Financial | Broker Investigation
Broker Investigation: Michelle Stebbins – Four Pending Customer Complaints for Alleged Failure to Supervise The White Law Group is...
Jose Gamez, Raymond James: Investor Lawsuits
Jose Gamez, Raymond James – Broker Barred Over Alleged Misuse of Client Funds The Financial Industry Regulatory Authority (FINRA) has...
