Broker Investigations
Michael Archimede, PFS Investments, Barred Broker
FINRA Bars and Suspends Michael Archimede After Allegations of Loan from Customer Have you suffered losses investing with Michael Archimede...
David Taddeo, LPL Financial: Customer Complaints, FINRA Sanctions, and Lawsuits
David Taddeo, LPL Financial: Customer Complaints, FINRA Sanctions, and Lawsuits The White Law Group is investigating potential securities...
Douglas McCauley: Complaints and Lawsuit Investigation After FINRA Bar
Broker Douglas McCauley Complaints and Lawsuit Investigation After Allegations Douglas John McCauley (CRD #1257811), also known as Doug...
Jennifer Ceterko, LPL Financial – Investigation – Outside Business Activities
Jennifer Ceterko, LPL Financial – Barred by FINRA – Outside Business Activities and Supervision Concerns FINRA...
EJ Ode Okuma Investigation: Customer Complaints and Investor Concerns
Ejiro Ode Okuma (EJ Ode Okuma): FINRA Bar, Customer Allegations, and Investor Concerns Ejiro Ode Okuma, also known as EJ Ode Okuma, is a...
Keith D’Agostino: FINRA Suspension, Investor Complaints, and Lawsuits
Keith D’Agostino Suspended: FINRA Complaints, and Lawsuits The White Law Group is investigating potential securities claims involving...
