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Broker Investigations

Broker Investigations

Ejiro Ode Okuma, Equitable Advisors, Barred After Allegedly Stealing $9.8 Million from Elderly Client

Ejiro Ode Okuma Barred After Alleged $9.8 Million Fraud The securities fraud attorneys at The White Law Group are investigating potential...

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Blog, Broker Investigations

Ryan Tarjanyi, Ex-Bankers Life Advisor, Charged with Fraud and Theft

Ryan Tarjanyi Charged with Fraud and Theft – Former Bankers Life Securities Advisor Accused of Stealing Over $674,000 The securities...

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Broker Investigations, FINRA SEC Sanctions

Barred LPL Broker Andrew Komarow Charged with Fraud 

SEC Charges Andrew Komarow with “Free-Riding” Fraud Scheme – DOJ Indictment Adds Criminal Charges The securities attorneys at The...

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Broker Investigations

Philip Riposo, United Planners’: Investor Lawsuits

Broker Philip Riposo, United Planners, Update on Lawsuit Investigation The White Law Group continues to investigate potential lawsuits...

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Broker Investigations

NC Broker Robert Cupello Sanctioned for Variable Annuity Exchanges

FINRA Suspends Broker Robert Cupello Over Variable Annuity Exchanges The White Law Group is investigating claims involving broker Robert...

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Blog, Broker Investigations

T. Sloan Thompson Truist Lawsuit & Complaints | Truist Investment Services Investigation

T. Sloan Thompson Truist Lawsuit & Complaints Investigation Investors searching for information about T. Sloan Thompson, Truist...

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