Broker Investigations
Anthony Sica Barred by FINRA: History of Misconduct and Customer Complaints
Anthony Sica Barred by FINRA: History of Misconduct and Customer Complaints The White Law Group is investigating potential claims involving...
Winston Felix, Edward Jones: Investor Lawsuit Investigation
Winston Felix (Edward Jones) Complaints & Investigation | Unsuitable Investment Allegations The securities fraud attorneys at White Law...
Aaron Sevigny, United Planners | New Investor Lawsuits
Aaron Sevigny, United Planners Lawsuit: New 2026 Investor Complaints Allege Fraud, RICO Violations, and Million-Dollar Losses The White Law...
Roger Roemmich, Alexander Capital: Investor Losses Investigation
Broker Investigation: Roger Roemmich Roger Roemmich, (CRD #1293322) a formerly registered broker and investment adviser, has reportedly...
James Tighe FINRA Complaint: Unauthorized Trading Allegations
James Tighe FINRA Complaint: Morgan Stanley Broker Accused of Unauthorized Trading Investors who worked with former Morgan Stanley broker...
Former Citigroup Advisor Justin Kim Barred by FINRA Amid Insider Trading Allegations
Former Citigroup Advisor Justin Kim Barred by FINRA Amid Insider Trading Allegations Former investment banker Justin G. Kim, also known as...
