Broker Investigations
James Tighe FINRA Complaint: Unauthorized Trading Allegations
James Tighe FINRA Complaint: Morgan Stanley Broker Accused of Unauthorized Trading Investors who worked with former Morgan Stanley broker...
Former Citigroup Advisor Justin Kim Barred by FINRA Amid Insider Trading Allegations
Former Citigroup Advisor Justin Kim Barred by FINRA Amid Insider Trading Allegations Former investment banker Justin G. Kim, also known as...
Ejiro Ode Okuma, Equitable Advisors, Barred After Allegedly Stealing $9.8 Million from Elderly Client
Ejiro Ode Okuma Barred After Alleged $9.8 Million Fraud The securities fraud attorneys at The White Law Group are investigating potential...
Ryan Tarjanyi, Ex-Bankers Life Advisor, Charged with Fraud and Theft
Ryan Tarjanyi Charged with Fraud and Theft – Former Bankers Life Securities Advisor Accused of Stealing Over $674,000 The securities...
Barred LPL Broker Andrew Komarow Charged with Fraud
SEC Charges Andrew Komarow with “Free-Riding” Fraud Scheme – DOJ Indictment Adds Criminal Charges The securities attorneys at The...
Philip Riposo, United Planners’: Investor Lawsuits
Broker Philip Riposo, United Planners, Update on Lawsuit Investigation The White Law Group continues to investigate potential lawsuits...
