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Broker Investigations

Broker Investigations

Anthony Sica Barred by FINRA: History of Misconduct and Customer Complaints

Anthony Sica Barred by FINRA: History of Misconduct and Customer Complaints The White Law Group is investigating potential claims involving...

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Broker Investigations

Winston Felix, Edward Jones: Investor Lawsuit Investigation

Winston Felix (Edward Jones) Complaints & Investigation | Unsuitable Investment Allegations The securities fraud attorneys at White Law...

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Broker Investigations

Aaron Sevigny, United Planners | New Investor Lawsuits

Aaron Sevigny, United Planners Lawsuit: New 2026 Investor Complaints Allege Fraud, RICO Violations, and Million-Dollar Losses The White Law...

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Broker Investigations

Roger Roemmich, Alexander Capital: Investor Losses Investigation

Broker Investigation: Roger Roemmich  Roger Roemmich, (CRD #1293322) a formerly registered broker and investment adviser, has reportedly...

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Broker Investigations

James Tighe FINRA Complaint: Unauthorized Trading Allegations

James Tighe FINRA Complaint: Morgan Stanley Broker Accused of Unauthorized Trading Investors who worked with former Morgan Stanley broker...

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Broker Investigations

Former Citigroup Advisor Justin Kim Barred by FINRA Amid Insider Trading Allegations

Former Citigroup Advisor Justin Kim Barred by FINRA Amid Insider Trading Allegations Former investment banker Justin G. Kim, also known as...

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