Broker Investigations
John Jay Kersey Lawsuit and Complaints: Former Northwestern Mutual Advisor Sentenced in $8.6M Fraud Scheme
John Jay Kersey Lawsuit & Complaints – Northwestern Mutual Fraud Case The White Law Group is investigating potential John Jay...
Charles Garrido Jr., A.G.P. / Alliance Global Partners Broker, Complaints and FINRA Sanction
FINRA Sanction: Charles Garrido Jr., A.G.P. / Alliance Global Partners Broker Investors researching any investment advisor should be...
Andrew Egber Sentenced for Felony Theft, Securities Fraud, and Exploitation of Elderly Investors
Barred Broker Andrew Egber Sentenced for Fraud A former Maryland financial advisor, Andrew Egber (CRD #1894585), has reportedly been...
Joel Benanti Broker Investigation: FINRA Complaint, Disciplinary History, and Investor Concerns
Joel Benanti Broker Investigation: What Investors Need to Know Investors researching former broker Joel Anthony Benanti (CRD #4210681) may...
Sean Barakat Barred by FINRA for Failing to Testify Amid Churning Investigation (2026 Update)
Sean Barakat Barred by FINRA in 2026 According to a decision issued by the Financial Industry Regulatory Authority (FINRA) on April 13,...
Paul Snow IV, Raymond James, Broker Misconduct Investigation
Raymond James Financial Broker Investigation: Paul Snow IV Investors who worked with Paul Snow IV(CRD #2963153) and Raymond James Financial...
