Broker Investigations
Florida Advisor Andrew Jacobus Sentenced after Ponzi Scheme Conviction
Andrew Jacobus Sentenced to 20 Years in $94 Million Ponzi Scheme Fort Lauderdale Financial Advisor Andrew Jacobus Sentenced to Federal...
Richard “Rick” Leininger – Broker Investigation – FINRA, Illinois Sanctions
Richard “Rick” Leininger – FINRA Suspension and Illinois Securities Sanctions The White Law Group is investigating potential...
Jack Nadarajah, Former Jeffries Broker, Barred by FINRA after Allegations of Wire Fraud
FINRA Bars Former Broker Jack Nadarajah (Jeyakumar Nadarajah) The White Law Group is investigating potential claims involving barred broker...
Anthony Cheng, Ameritas Advisor, Barred by FINRA
FINRA Bars Broker Anthony Cheng Over Undisclosed Outside Business Activities Anthony Tianfeng Cheng—also known as Anthony Cheng, Tony T....
Lisa Boisselle, LPL Financial, Investor Lawsuit Investigation
Former LPL Advisor Lisa Boisselle Ordered to Pay $1.4 Million Over Crypto Fund Sales Arizona regulators have escalated enforcement actions...
Todd Arnoldussen, Stifel Broker, Suspended and Fined
FINRA Suspends and Fines Stifel Advisor Todd Arnoldussen Over Unauthorized Transactions The Financial Industry Regulatory Authority (FINRA)...
