Author: The White Law Group
Webull Financial Censured and Fined $3 Million
FINRA Sanctions Webull Financial for Options Trading According to public documents this week, the Financial Industry Regulatory...
Center Street Securities Regulatory History Overview
The White Law Group is reviewing the regulatory history of Center Street Securities Inc. Center Street Securities...
JPMorgan Chase Linked to SPDR® S&P® Regional Banking ETF
JPMorgan Chase Notes Linked to SPDR® S&P® Regional Banking ETF Did your broker recommend investing in JPMorgan Chase Financial...
Barclays Notes Linked to SPDR® S&P® Regional Banking ETF
Barclays Trigger Autocallable Notes Linked to SPDR® S&P® Regional Banking ETF Did your broker recommend investing in Barclays...
Tesaro Inc. – Securities Investigation
Investigating Claims involving Tesaro Inc. The White Law Group is investigating potential securities claims involving broker-dealers who...
Kevin Hobbs Barred after Allegations of Selling Away
FINRA Reportedly Bars Kevin Hobbs of PFS Investments from the Securities Industry According to public documents, the Financial Industry...