Author: The White Law Group
FINRA Lawsuit filed against Stifel, Nicolaus & Company, Inc.
The White Law Group announces the filing of a FINRA Lawsuit against Stifel, Nicolaus & Company, Inc. The White Law Group announces...
Mass. Securities Regulator Investigates Firms on Interest Rates
Mass. Regulator inquires if Merrill Lynch, LPL Financial, and others are raising rates. According to numerous reports, Massachusetts...
Paul Koch, RBC Broker, Barred from Securities Industry
FINRA Investigation Alleges Broker Paul Koch Recommended Risky, Unsuitable Investments According to a Letter of Acceptance Waiver and...
Advisor Scott Fries Settles Fraud Charges with SEC
SEC Alleges Scott Allen Fries Defrauded at least Ten Investors The White Law Group is investigating potential securities claims...
Cell Point LLC Reportedly Charged with $10 Million Fraud
SEC reportedly charges Cell Point LLC, Colorado Biopharma Company According to a litigation release, on February 14, 2022, the United...
Mario Rivero Jr. Reportedly Charged with Stealing from Clients
Mario Rivero Jr., New Jersey Financial Advisor Allegedly Steals $529,870 from Clients According to an article in Financial Advisor IQ...
