Author: The White Law Group
LifeSci Capital, LLC Reportedly Sanctioned by Regulators
FINRA Reportedly Fines LifeSci Capital $900,000. LifeSci Capital, LLC has reportedly agreed to pay a $900,000 fine as part of a settlement...
FINRA Cheating Scheme Exposed
Continuing Education Cheating Scheme Leads to 67 Broker Sanctions According to Financial Planning today, a continuing education cheating...
InPoint Commercial Real Estate Income: Investment Losses
Have you suffered investment losses in InPoint Commercial Real Estate Income? If so, The White Law Group may be able to help you recover...
Daniel Deno, LPL Advisor, Arrested for Fraud
LPL Advisor Daniel Deno Allegedly Misappropriated Customer’s Funds On November 19th, 2024, Tell City Police reportedly arrested financial...
Roger Allan Duval: New Theft Allegations
Roger Allan Duval (aka Henry Duval), Pruco Securities, Bellevue, Washington Former broker Henry Duval, previously known as Roger Allan...
Akinfolarin Sessi, Edward Jones, Barred by FINRA
Akinfolarin Sessi Barred after Allegations of Outside Business Activities According to public records, on November 18, 2024, The Financial...
