Champaign, Illinois | Securities Fraud Attorneys

Champaign, Illinois Securities Fraud Attorneys | Broker Fraud Lawyers

Are you concerned about possible investment losses caused by your Champaign, Illinois broker or financial advisor? If so, the Champaign, Illinois securities attorneys at The White Law Group may be able to help.

The White Law Group, LLC is a national securities fraud and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. Our Champaign, Illinois securities fraud lawyers represent investors throughout the state who have suffered losses due to broker misconduct, unsuitable investment recommendations, or financial advisor negligence.

Securities Fraud and Broker Misconduct in Champaign, Illinois

The White Law Group handles securities fraud cases across Illinois — including Champaign, Springfield, Peoria, Decatur, Aurora, and Rockford.
All claims in the Midwest are administered through FINRA’s Chicago Dispute Resolution Office.

Under Illinois securities law, all securities offered or sold in the state must be registered unless exempt. The Illinois Securities Department, part of the Division of Financial Institutions, oversees broker-dealers, investment advisers, and securities offerings in accordance with the Illinois Securities Law of 1953.

If you suspect you’ve been misled or defrauded by your financial professional, you may be able to recover your losses through FINRA arbitration with the help of a qualified Champaign, Illinois securities fraud attorney.

How to Tell if You’re a Victim of Broker Fraud

Broker fraud occurs when a financial advisor or broker-dealer abuses a client’s trust or investment account. Common examples include:

• Excessive trading (“churning”) to generate commissions

• Overconcentration in one sector or a few investments

• Unsuitable investment recommendations (e.g., non-traded REITs, oil and gas programs, BDCs, or high-risk private placements)

• Misrepresentation or omission of key facts about an investment

• Unauthorized trading in your account

Even large losses alone don’t always prove fraud — sometimes market conditions are to blame. But if your Champaign broker ignored your investment objectives or failed to disclose risks, you should consult a Champaign securities attorney immediately.

Warning Signs of Investment Misconduct

• Unreturned calls or communication delays from your broker

• Transactions you don’t recognize or didn’t authorize

• Confusing or incomplete explanations of investments

• High-risk or speculative trades inconsistent with your goals

• Capital gains taxes despite overall account losses

If you’re retired and have lost more than 15% of your portfolio in one year, or experienced significant losses in one investment, you should have your portfolio reviewed by an experienced Champaign, Illinois securities fraud lawyer.

Recovering Investment Losses through FINRA Arbitration

Most broker fraud and securities fraud claims are resolved through FINRA arbitration, rather than court. FINRA (the Financial Industry Regulatory Authority) requires brokerage firms to make only suitable recommendations and to disclose all risks before selling investments.

If a firm fails to perform adequate due diligence or recommends unsuitable or high-risk products, they can be held liable for resulting investor losses.

The Champaign, Illinois broker fraud attorneys at The White Law Group have handled more than 700 FINRA arbitration claims nationwide. Our attorneys help investors recover losses caused by:

• Misrepresentation or omission of material facts

• Negligence or failure to supervise brokers

• Unsuitable investment recommendations

• Unauthorized or excessive trading

• Selling away and Ponzi schemes

The White Law Group – Champaign, Illinois Securities Attorneys

The White Law Group is a national securities law firm representing investors in Champaign and throughout Illinois. Our practice focuses exclusively on helping investors recover losses from negligent or dishonest financial professionals.

With over 30 years of combined securities law experience,  our attorneys have the knowledge and experience to help Champaign investors pursue recovery through FINRA arbitration or mediation.

We represent investors in all types of securities-related disputes, including those involving:

• Stockbroker misconduct and fraud

• Unsuitable investment recommendations

• Churning and unauthorized trading

• Misrepresentation and omissions

• Investment scams and Ponzi schemes

Speak with a Champaign, Illinois Securities Fraud Lawyer Today

If you believe your financial advisor or brokerage firm in Champaign, Illinois has mismanaged your investments, you may be entitled to recover your losses.

Call The White Law Group today for a free consultation with a Champaign, Illinois securities fraud attorney at (888) 637-5510.

For more information, visit our website: www.whitesecuritieslaw.com