Seattle, Washington Securities Attorneys at The White Law Group Open New Office

The White Law Group, LLC, a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm, is excited to announce it recently opened a second office on Elliot Avenue in Seattle, Washington. The Seattle office is led by Michael D. Kennedy, partner with the White Law Group and member of the Washington and Illinois Bar Associations.

The new office for our Seattle, Washington, securities attorneys is located at:

2815 Elliott Ave., Suite 100, Seattle, WA 98121.

What Is The White Law Group?

The White Law Group, based in Chicago, Illinois, is a law firm dedicated to helping investors pursue claims against their financial professional or brokerage firm in all 50 states. Our firm represents investors in all types of securities-related claims, including claims involving stock fraud, broker misrepresentation, churning, unsuitable investments, selling away, and unauthorized trading, among many others.

Since the firm launched in 2010, it has handled over 700 FINRA arbitration cases under the direction of Managing Partner D. Daxton White.

What We Do

We’re able to help investors who have been the victims of investment fraud throughout Washington, including Seattle, Spokane, Tacoma, Vancouver, and more. The firm can guide damaged investors through the securities arbitration process, from evaluating potential FINRA arbitration cases to filing with FINRA dispute resolution (or other relevant organizations like the AAA, NYSE, or NFA) and, finally, mediation or arbitration.

The White Law Group provides investors with a degree of service that you would expect to receive from a large firm, while still offering a level of individual attention hallmark of a family-style boutique law firm. Our clients are important to us, and we work hard to help them recover money they lost due to the negligence of their financial advisor or investment firm.

When Trust in a Financial Professional Is Broken

Investors in Seattle and throughout Washington rely on financial professionals to provide responsible guidance. When that trust is broken, the financial and emotional consequences can be significant.

A Seattle, Washington, securities attorney can help evaluate whether losses resulted from market conditions or misconduct.

Not every decline is fraud.

But not every decline is simply “market risk,” either.

Common Forms of Broker Misconduct

Broker misconduct may include unsuitable investment recommendations, excessive trading, failure to supervise, or misrepresentation of risk. These issues often arise in claims involving retirement accounts, private placements, alternative investments, and concentrated stock positions.

FINRA Arbitration and Investor Recovery

We are a team of securities attorneys in Seattle, Washington, who handle FINRA arbitration cases on behalf of investors who believe their brokerage firm failed to follow industry rules. Arbitration is often required under brokerage agreements and serves as the primary forum for resolving investor disputes.

Experience in Securities Regulatory and Compliance Matters

As a securities regulatory/compliance law firm, The White Law Group also understands how brokerage firms are structured internally. That insight can be important when identifying supervision failures or compliance breakdowns that contributed to investor losses.

Although the firm is based in Chicago, Illinois, and now in Seattle, it handles securities fraud cases throughout the country, including reviewing investment fraud cases in Seattle, Spokane, Tacoma, and Vancouver. The White Law Group has the experience to help investors who their broker or investment firm has defrauded. To contact The White Law Group for a free consultation, please call (888) 637-5510.

Serving Investors Across Seattle and Washington State

Investors in Seattle deserve clear answers.

They deserve transparency.

They deserve to know whether their financial professional acted in their best interest.

If you are searching for a Seattle, Washington, securities attorney to review potential investment fraud or broker misconduct, our firm offers free consultations. We represent clients on a contingency fee basis. There are no upfront legal fees, and clients pay only if there is a recovery.

For more information about The White Law Group and how we can help you in Seattle and throughout Washington, you can also visit our website at https://whitesecuritieslaw.com.

Frequently Asked Questions

1. When should I contact a Seattle investment fraud attorney?

If you experienced substantial losses and suspect unsuitable recommendations, misrepresentations, or a lack of supervision, it may be time to consult counsel. A Seattle, Washington, securities attorney can review your account activity and determine whether a FINRA arbitration claim may be appropriate.

2. What does a Seattle, WA, securities compliance attorney do?

A securities regulatory/compliance law firm works with issues involving brokerage firm obligations, supervisory procedures, and regulatory standards. In investor disputes, understanding these compliance requirements can help determine whether a firm failed to comply with FINRA rules or internal controls.

3. Do I need Seattle FINRA arbitration representation if my brokerage agreement requires arbitration?

Most brokerage agreements require disputes to be resolved through FINRA arbitration rather than going to court. Proper representation in FINRA arbitration cases can help investors present evidence effectively and pursue potential recovery from brokerage firms or financial professionals.