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Written by 1:49 pm Blog, Current Investigations

Walton Canter Creek 1 LLC – Securities Investigation

Walton Canter Creek 1 LLC

Recovery of Investment Losses in Walton Canter Creek 1 LLC

Have you suffered losses investing in Walton Canter Creek 1 LLC at the recommendation of your financial advisor? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration.

Walton Global Investments Ltd provides real estate investment and development services. The company focuses on research, acquisition, administration, and planning of real estate. Walton Global Investments serves customers worldwide.

Walton often raises capital through Reg D private placements like the company did for Walton Canter Creek 1 LLC. Reg D Private placements are high risk investments. They lack the same regulatory oversight as more traditional investment products like stocks or bonds or mutual funds.

The White Law Group is investigating potential claims involving broker dealers who have recommended these high risk private placements such as Walton Canter Creek 1 LLC.

The Trouble with Reg D Private Placements

The trouble with private placement investments is that brokers can earn high sales commissions and due diligence fees for selling such products. Some brokers may push the product to unsuspecting investors who do not fully understand the risks of these types of investments. They may focus on the income potential and tax benefits while downplaying the risks.

Broker dealers are required to perform adequate due diligence on all investment recommendations. They must ensure that each investment recommendation that is made is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

The Financial Industry Regulatory Authority has an arbitration forum for investors to resolve such disputes. If a broker or brokerage firm makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be found liable for investment losses in a FINRA arbitration claim.

Free Consultation

Did you lose money investing in Walton Canter Creek 1 LLC?  You may have a viable claim. Please contact The White Law Group at 1-888-637-5510 for a free consultation.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm. The firm has offices in Chicago, Illinois and Vero Beach, Florida. The White Law Group represents investors throughout the country in claims against their brokerage firm.

For more information on the firm and its representation of investors, visit www.WhiteSecuritiesLaw.com.

 

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