Tag: securities fraud lawyer
Citi International fined over Corporate and Agency Bond Transactions
FINRA recently announced that it has fined Citi International Financial Services LLC, a subsidiary of Citigroup, Inc., $600,000 and ordered...
Fiduciary Duties of Broker Dealers & Investment Advisers
Dodd-Frank Wall Street Reform and Consumer Protection Act In the wake of the 2008 financial crisis, the Dodd-Frank Wall Street Reform and...
Recovery of Highland Floating Rate Fund Losses
Have you suffered investment losses in the Highland Floating Rate Fund? If so, The White Law Group may be able to help. The White Law Group...
Recovery of Jason Bo-Alan Beckman Ponzi Scheme Losses
Have you suffered investment losses investing with Jason Bo-Alan Beckman? The White Law Group may be able to help. It is being reported...
List of REITs Available
With the collapse of the real estate market over the last few years it is not surprising that many of the securities fraud cases we see...
SEC Sustains Disciplinary Action Against World Trade Financial Corp.
The Commission sustained FINRA disciplinary action against World Trade Financial Corp., a FINRA member firm, and three associated persons:...
