Tag: securities fraud lawyer
UBS Securities to Pay $50 Million
On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The...
Recovery of Linn Energy Investment Losses
Investment Losses with Linn Energy The White Law Group, LLC is currently investigating the liability that brokerage firms may have for...
FINRA Fines Securities Firm $1 Million
According to the Financial Industry Regulatory Authority (FINRA), StateTrust Investment Inc has been fined $1.045 million by FINRA and...
Unified Fiduciary Standard Coming?
The White Law Group continues to follow the SEC discussions regarding the development of a unified fiduciary standard in accordance with...