Tag: FINRA arbitration
Award Against Merrill Lynch Involving Broker Phil Scott
According to the Investment News, clients of a prominent Bank of America Merrill Lynch have won an $880,000 arbitration award against the...
Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...
How to file a FINRA/NASD Complaint
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...
Connecticut Securities Laws
Each state has its own securities laws. The following are selected sections of the Connecticut securities laws that are generally...