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Tag: FINRA arbitration

Blog, Securities Fraud Articles

Award Against Merrill Lynch Involving Broker Phil Scott

According to the Investment News, clients of a prominent Bank of America Merrill Lynch have won an $880,000 arbitration award against the...

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Blog, Securities Fraud Articles

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

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Blog, Securities Fraud Articles

Local Florida Counsel For FINRA Arbitrations

The White Law Group often serves as local counsel throughout Florida for out-of-state attorneys in FINRA securities arbitration matters....

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Blog, Securities Fraud Articles

Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud Articles

How to file a FINRA/NASD Complaint

Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision...

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Blog, Securities Fraud Articles

Connecticut Securities Laws

Each state has its own securities laws. The following are selected sections of the Connecticut securities laws that are generally...

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