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Tag: FINRA arbitration

FINRA

Blog, Securities Fraud

February 17, 2023

What is FINRA? The Financial Industry Regulatory Authority

 The Financial Industry Regulatory Authority (FINRA) FINRA, or the Financial Industry Regulatory Authority, is private corporation that...

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Can I Sue my Financial Advisor? Featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 16, 2023

Can I Sue my Financial Advisor? 

Can I sue my Financial Advisor or Broker? If you have suffered considerable investment losses, you may be wondering if it’s possible to...

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Solicited Trades versus Unsolicited Trades, featured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 16, 2023

Solicited Trades versus Unsolicited Trades 

Why does it Matter if your Trades are Solicited in a FINRA Claim? The White Law Group represents investors in claims against their...

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Misrepresentation and Omissions, featured by top securities fraud attorneys, the White Law Group

Blog

February 6, 2023

Misrepresentation and Omissions

Have you been a victim of Misrepresentations and Omissions?   Misrepresentation and omissions may include written or oral statements of...

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FINRA "Statute of Limitations" FEatured by top securities fraud attorneys, the White Law Group

Blog, Securities Fraud

February 2, 2023

FINRA “Statute of Limitations”  

How long do I have to file a FINRA Claim?  If you have suffered significant losses investing with your financial advisor or broker, you...

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Advisor Scott Fries Scheduled for Sentencing, featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations, Securities Fraud

January 24, 2023

Advisor Scott Fries Scheduled for Sentencing

Financial Advisor Scott Fries Allegedly Defrauded Investors    The White Law Group continues to investigate potential securities claims...

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