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Tag: FINRA arbitration

Blog, Securities Fraud

What is FINRA? The Financial Industry Regulatory Authority

 The Financial Industry Regulatory Authority (FINRA) FINRA, or the Financial Industry Regulatory Authority, is private corporation that...

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Blog, Securities Fraud

Can I Sue my Financial Advisor? 

Can I sue my Financial Advisor or Broker? If you have suffered considerable investment losses, you may be wondering if it’s possible to...

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Blog, Securities Fraud

Solicited Trades versus Unsolicited Trades 

Why does it Matter if your Trades are Solicited in a FINRA Claim? The White Law Group represents investors in claims against their...

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Blog

Misrepresentation and Omissions

Have you been a victim of Misrepresentations and Omissions?   Misrepresentation and omissions may include written or oral statements of...

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Blog, Securities Fraud

FINRA “Statute of Limitations”  

How long do I have to file a FINRA Claim?  If you have suffered significant losses investing with your financial advisor or broker, you...

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Blog, Current Investigations, Securities Fraud

Advisor Scott Fries Scheduled for Sentencing

Financial Advisor Scott Fries Allegedly Defrauded Investors    The White Law Group continues to investigate potential securities claims...

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