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Tag: FINRA arbitration

Blog, Current Investigations, Securities Fraud

Hugh O. Barndollar III, Crown Capital, Allegedly “Sold Away” from Firm 

FINRA Reportedly Suspends Hugh “Hobby” Barndollar for Two Years after allegations of unapproved securities transactions   According to...

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Blog, Current Investigations

Ex-JP Morgan Broker Edward Turley Barred from Securities Industry

FINRA Bars Ed Turley after Allegations of Unsuitable Trading, Misrepresentation   According to public records posted on FINRA’s website...

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Blog, Current Investigations

New Haven Broker John Anthony Sommo Barred from Securities Industry  

John Sommo, UBS Financial Services, Barred after allegations of unsuitable investments   According to the Financial Industry Regulatory...

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Blog, Current Investigations

Securities Investigation: AEI Net Lease Portfolio 14 DST  

Investigating Potential Claims involving AEI Net Lease Portfolio 14 DST  The White Law Group is investigating potential securities claims...

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Blog, Current Investigations

Investigating Potential Claims involving BR DeSota DST 

Securities Investigation: BR DeSota DST   The White Law Group is investigating potential securities claims involving broker dealers who...

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Blog, Securities Fraud

The White Law Group Files Lawsuit against Essex and Infinex

Essex National Securities Inc. and Infinex Investments Inc. are Allegedly Responsible For Losses In High-risk Alternative Investment,...

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