Tag: FINRA arbitration
New Haven Broker John Anthony Sommo Barred from Securities Industry
John Sommo, UBS Financial Services, Barred after allegations of unsuitable investments According to the Financial Industry Regulatory...
The White Law Group Files Lawsuit against Essex and Infinex
Essex National Securities Inc. and Infinex Investments Inc. are Allegedly Responsible For Losses In High-risk Alternative Investment,...
Lester W. Burroughs (Chad Burroughs) Update on the Investigation
Financial Advisor Lester “Chad” Burroughs Barred after Pleading Guilty of Fraud The White Law Group Continues to investigate...
