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Written by 3:55 pm Blog, Current Investigations

Robert F. Genito Broker Investigation

Robert F. Genito Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Financial Advisor Robert F. Genito, PFS Investments in Bonita Springs, FL

Are you concerned about investments with Robert F. Genito in Bonita Springs, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to the Financial Industry Regulatory Authority on November 22, the regulator has reportedly barred financial advisor Robert F. Genito after he allegedly failed to provide testimony relating to FINRA’s investigation into his recent alleged dismissal from his member firm, PFS Investments.

According to his FINRA BrokerCheck report, Genito was reportedly affiliated with PFS Investments in Bonita Springs, FL from 2004 until 2018, when he was reportedly dismissed for his alleged involvement in an outside business activity and/or a private securities transaction. Genito reportedly has 1 customer complaint on his broker profile for allegations involving annuities.

 Investigating Potential Lawsuits

The White Law Group is investigating potential lawsuits regarding the liability that Genitos’s employers may have for failure to properly supervise him.

When brokers violate securities laws, such as participating in private securities transactions, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including Florida. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

If you are concerned about your investments with Robert F. Genito, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit WhiteSecuritiesLaw.com.

Tags: , , , , , , , , Last modified: January 5, 2023