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Written by The White Law Group• January 11, 2017• 2:49 pm• Blog, Publications

Investment News: New FINRA head Robert Cook…

FINRA CEO Robert Cook First Initiative , Featured by Top Securities Fraud Attorneys, The White Law Group

New CEO of the Financial Industry Regulator Authority to Publish Examination Findings

According to an article in Investment News, FINRA CEO Robert Cook is proposing to release a summary report of examination findings as his first initiative in his new role.

See full story…

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Tags: FINRA, FINRA arbitration, securites fraud attorneys Last modified: February 8, 2024

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