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Written by 7:37 am Blog, Securities Fraud Articles

Investigation: Raymond James financial advisor Robert Lipka

The White Law Group is investigating investment recommendations made by former Raymond James financial advisor Robert Lipka.

Specifically, we are investigating whether Mr. Lipka made unsuitable investment recommendations and failed to implement a stop loss strategy that had been discussed with his client.

According to his FINRA Broker Report (CRD), Robert Lipka was a registered representative with Raymond James in Westport, Connecticut. Prior to working at Raymond James, Mr. Lipka was a registered representative with A.G. Edwards.

If you have any information that may assist The White Law Group in its investigation into Mr. Lipka’s sales practices, please contact our Chicago, Illinois office at 312-238-9650.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions. The firm primarily handles these cases on a contingency fee. For more information on The White Law Group, please visit our website at https://whitesecuritieslaw.com.

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