(888) 637-5510

Written by 3:13 pm Blog

NanoMech Inc. | Securities Investigation

NanoMech Inc. Securities Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group

NanoMech Inc. – Investigating Potential Claims

Are you concerned about your investment in NanoMech Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

NanoMech Inc., based in Springdale, Arkansas, reportedly uses nanotechnology to make industrial lubricants, coatings and specialty chemicals. The company primarily serves the energy industry.

According to SEC filings, NanoMech Inc. filed a Form D to raise capital from investors in 2018. The offering type was equity, debt and option.

Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%. In this case, the commissions are estimated at close to 12%, according to the form D.

The problem with private placement investments such as NanoMech Inc. is that they typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.

Investigating Potential Lawsuits

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending high-risk private placements, like NanoMech Inc. to investors.

Despite the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.

If you have concerns regarding your investment in NanoMech Inc. and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.

[maxbutton id=”1″ ]



Tags: , , , , , , , , , , , , , , , , , , Last modified: April 16, 2019