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Written by 7:07 pm Blog, Current Investigations

Minish Joe Hede (Joe Hede) Broker Investigation

Minish Joe Hede (Joe Hede) Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Financial Advisor Joe Hede, Paulson Investment Company in New York, NY

Are you concerned about investments with Minish Joe Hede (Joe Hede) in New York, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred financial advisor Joe Hede after he purportedly failed to request termination of his suspension. FINRA was reportedly investigating Hede’s termination from his member firm, Paulson Investment Company for a “customer-related arbitration claim alleging fraud, negligence and unjust enrichment and for failure to comply with internal investigation.”

According to his FINRA BrokerCheck report, Hede was reportedly affiliated with Paulson Investment Company in New York, NY from 2013 until 2017. He reportedly has 6 customer complaints on his broker profile, one of which is pending. Allegations include unregistered, fraudulent investments among others.

 Investigating Potential Lawsuits

The White Law Group is investigating potential lawsuits regarding the liability that Hede’s employers may have for failure to properly supervise him.

When brokers violate securities laws, such as recommending fraudulent investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. We represent investors in FINRA arbitration claims in all 50 states, including New York. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

If you are concerned about your investments with Joe Hede, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit whitesecuritieslaw.com. 



Tags: , , , , , , , , Last modified: December 20, 2022