Financial Advisor John A. Chrysadakis, Northwestern Mutual Investment Services in Norwalk, CT
Are you concerned about investments with John A. Chrysadakis in Norwalk, CT? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.
According to public records, John A. Chrysadakis has reportedly been barred from the securities industry as of January 6, 2019. Chrysadakis reportedly refused to provide information in FINRA’s investigation after he reportedly resigned from his member firm in March 2019. In May 2019, Fidelity Masonic Temple Association, Inc. reportedly filed a complaint against Chrysadakis in Connecticut state court, alleging that, from at least 2016 to 2019, Chrysadakis purportedly converted approximately$100,000 from the Association when he allegedly served as its treasurer, unbeknownst to the Firm, according to FINRA.
According to his FINRA BrokerCheck report, Chrysadakis was reportedly affiliated with Northwestern Mutual Investment Services in Norwalk, CT from 2010 until 2019 when he left the firm after allegations. Chrysadakis, who “denied all allegations, was permitted to resign while under internal review for: (1) alleged fraudulent activity, including alleged forgery of non-variable insurance forms and alleged submission of unauthorized non-variable policy applications; and, (2) undisclosed financial liens and judgment,” according to his broker report.
Investigating Potential Lawsuits
The White Law Group is investigating potential lawsuits regarding the liability that Chrysadakis’s employers may have for failure to properly supervise him.
When brokers violate securities laws, such as making unauthorized transactions, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.
Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.
We represent investors in FINRA arbitration claims in all 50 states, including Connecticut. Our attorneys have recovered millions of dollars from many brokerage firms in the past.
If you are concerned about your investments with John A.Chrysadakis, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.
For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.Tags: FINRA arbitration, John A.Chrysadakis complaints, John A.Chrysadakis FINRA, John A.Chrysadakis investigation, John A.Chrysadakis lawsuit, John A.Chrysadakis Northwestern Mutual Investment Services, John A.Chrysadakis Norwalk Ct, John A.Chrysadakis financial advisor, securities fraud attorney Last modified: January 7, 2020