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Written by 9:05 am Blog, Securities Fraud Articles

Investigation: Former ING Financial Advisor Greg H. Miller

The White Law Group is investigating the variable annuity sales practices of former ING financial advisor Greg H. Miller on behalf of an investor who was inappropriately sold a large ING variable annuity policy by Mr. Miller.

Based on our preliminary investigation, it appears that Mr. Miller conducted a revocable trust seminar and then, after establishing a revocable trust on behalf of this investor, solicited a substantial investment in an ING variable annuity (representing that the variable annuity offered a guaranteed 7% return and would allow the investor to keep his assets out of “harm’s way”).

Instead, the investor’s annuity has declined in value by over $100,000 and the investor would now have to pay a substantial surrender charge to access his own funds. As such, the variable annuity recommended by Mr. Miller and ING appears to be inappropriate in light of this investor’s age and investment experience.

According to his FINRA Broker Report (CRD), Mr. Miller is now a financial advisor at Harvest Financial Corporation in Wexford, Pennsylvania. Prior to working at ING, he was a registered-representative at Securities America, a FINRA registered broker-dealer based in Levista, Nebraska, and Legacy Financial Services, Inc., a FINRA registered broker-dealer based in Petaluma, California.

If you have any information that may assist us in our investigation on behalf of this investor, please contact our Chicago office at 312-238-9650.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions. For more information on The White Law Group, please visit our website at https://whitesecuritieslaw.com.

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