The White Law Group is investigating a possible securities fraud claim on behalf an investor involving former Raymond James financial advisor Denis Johnson.
Specifically, we are investigating whether Mr. Johnson improperly recommended that the retired investor invest a significant portion of her life savings in a Jackson National variable annuity. Not only did the variable annuity lock up the investor’s money (because of the high surrender charges), but it paid a substantial commission to the broker – which was likely his motivation in recommending it.
According to his FINRA Broker Reports (CRD), Denis Johnson is currently a registered representative with Lincoln Financial Services Corporation. In addition to working at Lincoln Financial and Raymond James, he has also worked as a stockbroker at Edward Jones and ING Financial Partners, all in the Naples, Florida area.
If you have any information that may assist The White Law Group in its investigation, please contact the firm’s Chicago, Illinois office at 312-238-9650.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. With over 30 years of securities law experience, including experience working at FINRA (f/k/a the NASD) and the SEC, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions. The firm reviews securities fraud cases throughout the country and Florida, including reviewing securities fraud cases in Naples, Fort Myers, Bonita Springs, Cape Coral, Marco Island, Sanibel, Captiva, Punta Gorda, and Port Charlotte.
For more information on The White Law Group, please visit our website at https://whitesecuritieslaw.com.Tags: Bonita Springs, broker fraud, Cape Coral, Captiva, Chicago, commission, Denis Johnson, Edward Jones, Financial Advisor, FINRA, Florida, Fort Myers, Illinois, ING Financial Partners, investment losses, investor protection, Jackson National, Lincoln Financial Services Corporation, Marco Island, Naples, NASD, Port Charlotte, Punta Gorda, Raymond James, Sanibel, SEC, securities arbitration, Securities Attorney, Securities Lawyer, stockbroker, surrender charge, variable annuity, variable annuity fraud, variable annuity losses Last modified: July 17, 2015