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Written by 3:19 pm Blog, Current Investigations, Securities Fraud Articles

Gary Saitowitz Suspended from Securities Industry

According to FINRA, Gary Saitowitz has been suspended from the securities industry for several allegations made while he was registered with Transamerica Financial in Atlanta, GA.  Allegations include making unsuitable recommendations to clients, keeping inaccurate books and records, making private securities transactions without notifying the firm, and failure to disclose tax liens and judgements.

For FINRA’s full findings see FINRA case #2014040691001.

According to his FINRA Broker Check report, Saitowitz was registered with IFS Securities in Atlanta, GA from 05/19/2014 – 06/21/2016, and was registered with Transamerica Financial Advisors in Atlanta from 08/15/2012 – 04/21/2014. Saitowitz was discharged from Transamerica for numerous violations of firms policies including alleged “sales practice issues involving alternative investments”. Prior to that, he was registered with Kovak Securities from 08/28/2009 – 08/15/2012.

The foregoing information, which is all publicly available, is being provided by The White Law Group.  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For a free consultation with a securities attorney, please call The White Law Group at 1-888-637-5510.

For more information on the firm please visit www.whitesecuritieslaw.com.

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