Eric Evan Everson Sanctioned for securities violations including recommending an unsuitable investment.
According to a recent FINRA announcement, Eric Evan Everson, formerly of Brokers International Financial Services, LLC in Gravois Mills, Missouri, has been fined $5,000 and suspended from associating with any FINRA member firm for 10 business days. The sanctions were based on findings that Everson recommended a variable annuity to a firm customer and recommended the customer put all of the funds into a growth portfolio. The findings further stated that Evenson’s recommendations were unsuitable in light of the customer’s age, investment experience, financial needs and that the client could not be exposed to market losses given her limited financial means.
Evenson was previously employed as a financial advisor by ING Financial Partners, Inc. (which is based in Des Moines, Iowa).
If you have questions about investments you made with Eric Evan Everson or Brokers International, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. To speak to a securities attorney, please call our Chicago office at 312-238-9650 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
To learn more about the White Law Group, visit https://whitesecuritieslaw.com.Tags: broker fraud, Brokers International Financial Services, Eric Evan Everson, FINRA, investment losses, investor protection, Kansas City, LLC, Midwest, Missouri, NASD, SEC, securities arbitration, Securities Attorney, Securities Lawyer, Springfield, St. Louis Last modified: December 1, 2022