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Written by 2:06 pm Blog, Current Investigations

Chad Barancyk, Naples Private Wealth, Suspended from Securities Industry 

Chad Barancyk, Naples Private Wealth, Suspended from Securities Industry , featured by top securities fraud attorneys, the White Law Group

FINRA Reportedly Suspends Chad Ryan Barancyk after Customers allege Unsuitable Investments 

The White Law Group is investigating potential securities claims involving Chad Ryan Barancyk (CRD #4921433) and the liability his employers may have for failure to properly supervise him. 

According to the Financial Industry Regulatory Authority (FINRA), on June 15, 2022, Barancyk was reportedly suspended from associating with any FINRA member firm in all capacities after eight customers reportedly filed separate complaints alleging unsuitable investments and misrepresentation, among others.  

Barancyk was reportedly originally suspended in June 2017 after he allegedly failed to comply with an arbitration award or settlement agreement, according to FINRA. 

If Barancyk fails to request termination of the suspension within three months of the date of the Notice of Suspension, he will automatically be barred on September 19, 2022, according to FINRA. 

Filing a Claim against your Brokerage Firm  

According to his broker record, Barancyk was reportedly affiliated with the following FINRA registered firms, during his career in the securities industry:   

02/04/2021 – 06/03/2022, GREAT POINT CAPITAL LLC (CRD#:114203), CHICAGO, IL,  

11/17/2014 – 01/15/2021, FIRST ALLIED SECURITIES, INC. (CRD#:32444), NAPLES, FL 

02/28/2005 – 11/20/2014, SII INVESTMENTS, INC. (CRD#:2225), CROWN POINT, IN 

Potential Lawsuits to Recover Financial Losses      

When brokers and registered investment advisors violate securities laws, such as making unsuitable investment recommendations, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.           

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington.                  

We represent investors in all 50 states including Florida. Our attorneys have recovered millions of dollars from many brokerage firms in the past.                  

If you are concerned about your investments with Chad Barancyk, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.                   

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.     

 

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