Broker Investigations
Paul McGonigle Charged with Defrauding Clients
Advisor Paul McGonigle Reportedly Arrested after Allegations of Wire Fraud, Mail Fraud & Identity Theft According to a press...
Ex-LPL Broker Matthew Clason Barred after Theft Charges
Ex-LPL Broker Matthew Clason Reportedly Pleads Guilty to Theft Charges Update on Investigation The White Law Group is continuing its...
Jeffrey Fladell, RBC Capital Markets, Suspended from Securities Industry
Jeffrey Fladell Reportedly Suspended for Allegations of Unsuitable Recommendations involving 100 year old Customer According to the...
James Flower (Jim Flower) FINRA Investigation
James Flower, SW Financial, Melville, NY Advisor James Flower Reportedly Under Investigation for Churning Allegations According to the...
John A. Chrysadakis Broker Investigation
Financial Advisor John A. Chrysadakis, Northwestern Mutual Investment Services in Norwalk, CT Are you concerned about investments with John...
Larry Peggs (Joseph Lawrence Peggs) Broker Investigation
Financial Advisor Larry Peggs, Ameriprise Financial Services in Seminole, FL Are you concerned about investments with Joseph Lawrence...
