Broker Investigations
Alexandria Bovee, Edward Jones, Barred by FINRA
FINRA Investigates Alexandria Bovee’s involvement in Alleged Ponzi Scheme A former Edward Jones broker in Sumter, South Carolina,...
Fernando Corcuchia, NYLife, Barred by FINRA
FINRA Bars NYLife Broker Fernando Corcuchia after Allegations According to public records, on April 12, 2024, FINRA, the...
Advisor Dusty Sternadel Allegedly Misappropriated Client Funds
Dusty Sternadel of Amerprise to be Sentenced for Fraud Scheme A former Ameriprise Financial advisor in Wichita Falls, Texas, Dusty...
Paul Trimber Barred by FINRA
Paul Trimber, Wells Fargo Advisor, Allegedly Converted Senior Customer’s Funds According to public records, FINRA, the broker-dealer...
John Engler Sr. Barred by FINRA
John Engler Sr. Allegedly Misappropriated Customer’s Funds According to a letter of acceptance on April1, 2024, the Financial Industry...
Juan Carlos Sosa Barred by FINRA
Juan Carlos Sosa Allegedly Converted Customer’s Funds According to a letter of acceptance on March 19, 2024, the Financial Industry...
